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1450 American Lane Suite 650, Schamburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-06-09 |
Branch Locations
655 W Broadway 12Th Fl, San Diego, CA 92101 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tower Square Investment Management Llc | El Segundo | CA | 06/2015 | Present |
| First Allied Securities Inc. | San Diego | CA | 09/2007 | 09/2022 |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2015 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2015 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2015 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 08/2015 | Present |
| Avantax Investment Services Inc | Dallas | TX | 05/2025 | 09/2025 |
| Cetera Wealth Services, Llc | San Diego | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-10-03 |
| S65 | Uniform Investment Adviser Law Examination | 2003-04-23 |
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