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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-11 |
| NC | RA | APPROVED | 2017-06-14 |
Branch Locations
7 Corporate Center Ct Ste B 18, Greensboro, NC 27408 • United States
Summerfield, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Greensboro | NC | 08/1999 | 06/2017 |
| Raymond James Financial Services Advisors, Inc | Greensboro | NC | 01/2009 | 06/2017 |
| Lpl Financial Llc | Greensboro | NC | 06/2017 | Present |
1. 2/15/2018 - Paradigm Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/12/2018 - 140 Hours Per Month/8 Hours During Securities Trading. 2. 7/24/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary of the public - Start Date: 08/09/2017 - 1 Hour Per Month/1 Hour During Securities Trading - Notarizing client signatures.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-14 |
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