Helen H Yang

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Westlake	TX	08/2016	11/2016
Hd Vest Investment Services	Irving	TX	02/2017	02/2019
Charles Schwab & Co., Inc.	Westlake	TX	02/2019	05/2020
Charles Schwab Bank	Westlake	TX	02/2019	05/2020
Avantax Advisory Services	Dallas	TX	05/2020	04/2021
Avantax Investment Services, Inc	Dallas	TX	05/2020	04/2021
Unemployed	Fort Worth	TX	05/2021	05/2022
Unemployed	Fort Worth	TX	11/2016	02/2017
Cetera Advisor Networks Llc	Fort Worth	TX	05/2022	Present
Unemployed	Fort Worth	TX	06/2022	Present
Cetera Advisor Networks Llc	El Segundo	CA	05/2022	06/2022
Avantax Advisor Services	Dallas	TX	05/2020	04/2021
Avantax Investment Services, Inc	Dallas	TX	05/2020	04/2021
Charles Schwab &Amp; Co, Inc	Westlake	TX	02/2019	05/2020
Charles Schwab Bank	Westlake	TX	02/2019	05/2020
Hd Vest Investment Services	Irving	TX	02/2017	02/2019
Unemployed	Fort Worth	TX	11/2016	02/2017
Charles Schwab &Amp; Co, Inc	Westlake	TX	08/2016	11/2016
Unemployed	Fort Worth	TX	05/2021	05/2022
Thrivent Investment Management Inc	Minneapolis	MN	12/2022	Present

2022-05-19 → 2022-06-16

Cetera Wealth Services, Llc

Fort Worth, TX

El Segundo, CA
2020-05-28 → 2021-05-06

Avantax Advisory Services

Dallas, TX
2019-02-14 → 2020-05-27

Charles Schwab & Co., Inc.

Fort Worth, TX

Indianapolis, IN

Westlake, TX
2017-02-09 → 2019-02-06

Avantax Advisory Services

Irving, TX
2016-08-19 → 2016-11-08

Charles Schwab & Co., Inc.

Westlake, TX
2009-10-23 → 2016-05-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX
2007-11-05 → 2009-10-23

Banc Of America Investment Services, Inc.

Dallas, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-22

Other Firms