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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-07-14
  • OH RA
    APPROVED
    Since 2017-07-14

Branch Locations

3633 Ebenezer Rd, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andrew J. Bucher & Co. Inc. Cincinnati OH 06/1984 Present
Waterbury & Associates Cincinnati OH 10/2001 11/2017
Lpl Financial Llc Cincinnati OH 09/2009 05/2019
Independent Financial Partners Cincinnati OH 07/2017 Present
Ifp Securities, Llc Cincinnati OH 05/2019 Present
  • 06/1984 → Present
    Andrew J. Bucher & Co. Inc.
    Cincinnati, OH
  • 10/2001 → 11/2017
    Waterbury & Associates
    Cincinnati, OH
  • 09/2009 → 05/2019
    Lpl Financial Llc
    Cincinnati, OH
  • 07/2017 → Present
    Cincinnati, OH
  • 05/2019 → Present
    Ifp Securities, Llc
    Cincinnati, OH
Previous Registrations
  • 2003-05-08 → 2017-11-03
    Waterbury And Associates
    Cincinnati, OH
Other Businesses

1. 12/29/2009 - ANDREW J. BUCHER & COMPANY, INC. - CPA/BOOKKEEPER/TAX PREPARER - 90% TIME SPENT - DIRECTOR - PRESIDENT - CPA FIRM - MANAGEMENT 2. 09/20/2012: WATERBURY & ASSOCIATES / REGISTERED INVESTMENT ADVISOR / TIME SPENT 5%/ CINCINNATI, OH 3) 07/18/2017-Independent Financial Partners-investment related- At reported business location(s)- Registered Investment Advisor Hybrid-IAR-start 08/01/2017-Hours per month 20/hours during trading 15-: I provide investment advisory services through Independent Financial Partners, an independent investment advisor firm. I started this business activity in 5/2017. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-26
  • S65 Uniform Investment Adviser Law Examination
    2002-11-26
Other Names
  • Andrew J Bucher

View on SEC IAPD

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