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Patricia Elaine Miller

Ubs Financial Services Inc.

Denver, CO

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-17
CO RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2012-02-17
  • CO RA
    APPROVED
    Since 2012-01-03

Branch Locations

205 Detroit Street 5Th Floor, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boulder CO 07/2013 Present
Previous Registrations
Other Businesses

National Association of Divorce Professionals 401 E Las Olas blvd. #130-646 / United States/ https://www.thenadp.com No / Company / Start Date 6/1/19/ 33301 No / No 2) ACE scholarships / 1201 East Colfaz Ave ste 302 Denver,Colorado 80218 / United States / Charity / https://www.acescholarships.org / Scholarships for children to attend private schools in the area / Leadership role with political campaign, action committee, party or committee / Fund raise / Start Date 5/1/2019 / 3) NAME OF OTHER BUSINESS:Rocky Mountain Triathlon / INVESTMENT RELATED?: N / ADDRESS: 9877 E Mountain Tri Club, Eaglewood CO / NATURE OF THE BUSINESS: Weekly workouts for individuals interested in swimming, biking and running / POSITION:Officer / DUTIES:Social Event coordinator/ START DATE: 1/1/2023 / HOURS DEVOTED TO BUSINESS: NA 4)Nasdaq,NYUnited States,Financial (Consumer & Investment Services)trading,Advisor or advisory group member if advice given may influence an officer/boardAdvisory Council,Start date9/17/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-02
S63 Uniform Securities Agent State Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    2006-03-02
  • S63 Uniform Securities Agent State Law Examination
    1999-12-30

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