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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-17 |
| CO | RA | APPROVED | 2012-01-03 |
Branch Locations
205 Detroit Street 5Th Floor, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boulder | CO | 07/2013 | Present |
National Association of Divorce Professionals 401 E Las Olas blvd. #130-646 / United States/ https://www.thenadp.com No / Company / Start Date 6/1/19/ 33301 No / No 2) ACE scholarships / 1201 East Colfaz Ave ste 302 Denver,Colorado 80218 / United States / Charity / https://www.acescholarships.org / Scholarships for children to attend private schools in the area / Leadership role with political campaign, action committee, party or committee / Fund raise / Start Date 5/1/2019 / 3) NAME OF OTHER BUSINESS:Rocky Mountain Triathlon / INVESTMENT RELATED?: N / ADDRESS: 9877 E Mountain Tri Club, Eaglewood CO / NATURE OF THE BUSINESS: Weekly workouts for individuals interested in swimming, biking and running / POSITION:Officer / DUTIES:Social Event coordinator/ START DATE: 1/1/2023 / HOURS DEVOTED TO BUSINESS: NA 4)Nasdaq,NYUnited States,Financial (Consumer & Investment Services)trading,Advisor or advisory group member if advice given may influence an officer/boardAdvisory Council,Start date9/17/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-30 |
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