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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-10-17
  • CT RA
    APPROVED
    Since 2012-10-17

Branch Locations

71 Raymond Road, West Hartford, CT 06107 • United States

Regus 301 Edgewater Place, Suite 100, Wakefield, MA 01880 • United States

Ellington, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc West Hartford CT 09/2012 Present
Thrivent Financial For Lutherans Appleton WI 01/2013 Present
Other Businesses

ST FRANCIS FOUNDATION POSITION: Board member NATURE: Raise funds for St Francis Hospital INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 01/31/2020 ADDRESS: 95 Woodland Street, Hartford CT 06105, United States DESCRIPTION: attend board meetings (3x/year) to provide input

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-16
S63 Uniform Securities Agent State Law Examination 2002-07-15
  • S66 Uniform Combined State Law Examination
    2012-10-16
  • S63 Uniform Securities Agent State Law Examination
    2002-07-15
Other Names
  • Sam Chang

View on SEC IAPD

Other Firms

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