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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-08 |
| AZ | RA | APPROVED | 2021-10-04 |
Branch Locations
8777 E Via De Ventura Suite 390, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 05/2005 | 09/2019 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 10/2019 | Present |
GRANT FINANCIAL LLC, INV RELATED, SCOTTSDALE, AZ, 50% OWNERSHIP, START 10/3/24, 160 HRS PER MONTH, 160 HRS DURING TRADNG, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-11 |
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