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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
MO RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • MO RA
    APPROVED
    Since 2017-03-25

Branch Locations

16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities St. Louis MO 02/2008 03/2017
Massmutual Life Insurance Co Chesterfield MO 07/2016 Present
Mml Investors Services, Llc Chesterfield MO 03/2017 Present
  • 02/2008 → 03/2017
    Metlife Securities
    St. Louis, MO
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chesterfield, MO
  • 03/2017 → Present
    Chesterfield, MO
Previous Registrations
  • 2008-09-16 → 2017-03-25
    Msi Financial Services, Inc.
    Crystal City, MO
    Affton, MO
    St. Louis, MO
    Lebanon, MO
    Rolla, MO
    St. Louis, MO
    St Louis, MO
    St. Louis, MO
Other Businesses

(1) NAME: AARON M. BOCKMAN INV REL: Y ADDR: 16150 MAIN CIRCLE DR, SUITE 400, CHESTERFIELD, MO 63017 NATURE: OUTSIDE INSURANCE POSITION: AGENT START DATE: 10/31/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH (2) NAME: LIVE TO SERVE LLC, INV REL: Y ADD: 16150 MAIN CIRCLE DR, STE 400, CHESTERFIELD, MO 63017 NATURE: FINANCIAL ADVISOR DBA POSITION: OWNER, FINANCIAL ADVISOR START DATE: 01/23/23 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 DESCRIBE DUTIES: FINANCIAL ADVISING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-17
S63 Uniform Securities Agent State Law Examination 2002-08-30
  • S66 Uniform Combined State Law Examination
    2008-07-17
  • S63 Uniform Securities Agent State Law Examination
    2002-08-30
Designations

View on SEC IAPD

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