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Jeffrey Nessia

Wells Fargo Clearing Services, LLC

San Diego, CA

CRD 4237921

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 11/2023
Wells Fargo Clearing Services, Llc San Diego CA 11/2023 Present
Previous Registrations
  • 2012-10-01 → 2023-11-04
    J.P. Morgan Securities Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Del Mar, CA
  • 2009-07-01 → 2012-10-01
    Chase Investment Services Corp.
    Seattle, WA
    San Diego, CA
    Seattle, WA
    Edmonds, WA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-17
  • S66 Uniform Combined State Law Examination
    2000-11-17
Other Names
  • Jeff Nessia
  • Jeffrey James Nessia

View on SEC IAPD

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