Steven Gensler

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 10/2018
  Lpl Financial Llc
  Fort Mill, SC
• 10/2018 → 07/2025
  Lpl Financial Llc
  Charlotte, NC
• 11/2018 → 07/2025
  Independent Advisor Alliance, Llc
  Charlotte, NC
• 07/2025 → Present
  Independent Financial Group, Llc
  San Diego, CA

Previous Registrations

• 2006-06-26 → 2025-08-05
  Lpl Financial Llc
  Charlotte, NC
  San Diego, CA
  Fort Mill, SC
  Charlotte, NC
  Fort Mill, SC
• 2018-11-06 → 2024-07-22
  Independent Advisor Alliance, Llc
  Charlotte, NC
  Charlotte, NC
• 2005-11-01 → 2006-06-02
  Commonwealth Financial Network
  La Jolla, CA
  La Jolla, CA
• 2005-11-04 → 2006-05-31
  The Hunter Group
  La Jolla, CA
• 2005-03-16 → 2005-10-21
  Lpl Financial Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2000-10-31

Designations

• Certified Financial Planner

Other Names

• Steven E Gensler