Shawn Michael Mihal

Current Employers

Employment History

• 03/2015 → 12/2021
  Waddell & Reed, Inc
  Shawnee Mission, KS
• 03/2015 → 12/2019
  Ivy Funds Distributor Inc
  Overland Park, KS
• 06/2021 → 10/2022
  Lpl Financial Llc
  Fort Lauderdale,, FL
• 10/2022 → 05/2023
  Unemployed
  Fort Lauderdale, FL
• 05/2023 → Present
  Advisor Group
  Fort Lauderdale, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2023-05-24 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Fort Lauderdale, FL
• 2022-01-03 → 2022-10-20
  Lpl Financial Llc
  Ft. Lauderdale, FL
  Fort Mill, SC
• 2021-07-26 → 2021-12-16
  Lpl Financial Llc
  Fort Mill, SC
  San Diego, CA
  Ft. Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
• 2015-04-09 → 2021-10-19
  Waddell & Reed
  Overland Park, KS
  Fort Lauderdale, FL
  Overland Park, KS
  Overland Park, KS
  Ft Lauderdale, FL
  Fort Lauderdale, FL
• 2010-09-15 → 2015-03-31
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
• 2005-01-24 → 2010-08-26
  Mm Ascend Life Investor Services, Llc
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. EAGLE ROCK STAYS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2022 ADDRESS: 28865 Farm Road 1190, Eagle Rock MO 65641, United States DESCRIPTION: LLC to purchase real estate (primarily residential) for short- and long-term rentals. 2. IRON HOUSE LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/27/2021 ADDRESS: 28865 Farm Road 1190, Eagle Rock MO 65641, United States DESCRIPTION: LLC to purchase real estate (primarily residential) for short- and long-term rentals.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-06