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Kelly Lynn Babineaux

Wells Fargo Clearing Services, LLC

The Woodlands, TX

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-25
  • TX RA
    APPROVED
    Since 2018-06-25

Branch Locations

1800 Hughes Landing Blvd 3Rd Floor, The Woodlands, TX 77380 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank The Woodlands TX 07/2016 05/2018
Jp Morgan Securities, Llc The Woodlands TX 07/2016 05/2018
Wells Fargo Clearing Services The Woodlands TX 05/2018 Present
Wells Fargo Bank The Woodlands TX 05/2018 Present
  • 07/2016 → 05/2018
    Jp Morgan Chase Bank
    The Woodlands, TX
  • 07/2016 → 05/2018
    Jp Morgan Securities, Llc
    The Woodlands, TX
  • 05/2018 → Present
    Wells Fargo Clearing Services
    The Woodlands, TX
  • 05/2018 → Present
    Wells Fargo Bank
    The Woodlands, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-25
S63 Uniform Securities Agent State Law Examination 1999-08-26
  • S66 Uniform Combined State Law Examination
    2018-06-25
  • S63 Uniform Securities Agent State Law Examination
    1999-08-26
Other Names
  • Kelly Lynn Gligor
  • Kelly Lynn Galbreath
  • Kelly Lynn Babineaux
  • Kelly Babineaux

View on SEC IAPD

Other Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ROSSBY FINANCIAL, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
ALLSTATE FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS
JENNIFER JOYCE CHACHERE
LEISL MAJ DODSON
THOMAS JAMES HAYES
JAMES ALBERT MAHDAK
SUSAN MARIE HILL

Other Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · The Woodlands, TX
AMERIPRISE FINANCIAL SERVICES, LLC · The Woodlands, TX
ROSSBY FINANCIAL, LLC · The Woodlands, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · The Woodlands, TX
ALLSTATE FINANCIAL ADVISORS, LLC · Spring, TX

More in The Woodlands, TX

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