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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zions First National Bank | Houston | TX | 10/2015 | 05/2023 |
| Lpl Financial, Llc | Houston | TX | 11/2015 | 05/2023 |
| Raymond James Financial Services, Inc. | Sugar Land | TX | 05/2023 | 09/2024 |
| Raymond James Financial Services Advisors, Inc. | Sugar Land | TX | 05/2023 | 09/2024 |
| The Noble Group | Sugar Land | TX | 05/2023 | Present |
| Lpl Financial Llc | Sugarland | TX | 09/2024 | Present |
1) 09/19/2024- The Noble Group-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 10/01/2024-160 hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-21 |
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