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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-07-22
  • MN RA
    APPROVED
    Since 2022-07-22

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co. Minneapolis MN 07/2014 01/2020
Rbc Capital Markets, Llc Minneapolis MN 08/2020 Present
Rice Park Capital Management Minneapolis MN 01/2020 07/2020
  • 07/2014 → 01/2020
    Piper Jaffray & Co.
    Minneapolis, MN
  • 08/2020 → Present
    Minneapolis, MN
  • 01/2020 → 07/2020
    Rice Park Capital Management
    Minneapolis, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-19
  • S63 Uniform Securities Agent State Law Examination
    2014-07-19
Designations

View on SEC IAPD

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