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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-11-03 |
Branch Locations
4643 South Ulster Street Suite 1350, Denver, CO 80237 • United States
Fraser, CO • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Denver | CO | 11/2023 | Present |
| Rbc Capital Markets, Llc | Greenwood Village | CO | 03/2008 | 11/2023 |
(1) Name of Business: Address: 1691 Marsh Hawk Circle, Castle Rock, CO, 80109, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 08/01/1998 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Mary Kay Cosmetic - purchase product at cost and resell with small profit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-14 |
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