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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-14 |
| MS | RA | APPROVED | 2009-02-26 |
| TN | RA | APPROVED | 2007-10-01 |
Branch Locations
6465 N Quail Hollow St Ste 200, Memphis, TN 38120-1417 • United States
2555 Caffey St Ste A, Hernando, MS 38632 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2007 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2007 | Present |
1) PIERCE FINANCIAL, 2555 CAFFREY, STE 6, HERNANDO, MS, 10/2000 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2/WK - 2/TRADING. 2) FELLOWSHIP OF CHRISTIAN ATHLETES-NORTHWEST MISSISSIPPI.931 GALYON DRIVE, SOUTHHAVEN, MS. STARTED 08/2013 AS VOLUNTARY BOARD MEMBER. BOARD MEMBER OF FCA WHO CANNOT ACT ON BEHALF OF FCA WITHOUT PERMISSION OF OTHER BOARD MEMBERS. SPENDS 12 HRS/YR AND 6 HRS/YR DURING TRADING. NON-PROFIT 3) RENTAL PROPERTY OWNER, HERNANDO, MS, 12/2016. NIR - 1/MO - 0/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5) LEE PIERCE, Hernando MS 38632, 11/2015, OWNER, REAL ESTATE RESIDENTIAL, NIR, 1 HR/MO - 0 HR/MO TRADING 6) LONESOME PINE LLC, PO Box 405 Hernando MS 38632, 06/2021, OWNER, RECREATIONAL HUNTING PROPERTY, 0HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-26 |
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