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Michael Dean Walters

Tpg Financial Advisors, LLC

Portland, OR

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Current Employers
Tpg Financial Advisors, Llc

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-06-14
WA RA APPROVED 2021-06-14
  • OR RA
    APPROVED
    Since 2021-06-14
  • WA RA
    APPROVED
    Since 2021-06-14

Branch Locations

11850 Sw 67Th Avenue Suite 100, Portland, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deschutes Investment Consulting, Llc Portland OR 11/2012 06/2021
Previous Registrations
  • 2014-09-17 → 2021-06-03
    Deschutes Investment Consulting, Llc
    Portland, OR
  • 2008-04-24 → 2013-09-30
    Signator Financial Services, Inc.
    Portland, OR
    Portland, OR
  • 2006-03-10 → 2008-04-08
    New England Securities
    Portland, OR
    Lake Oswego, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-03
S63 Uniform Securities Agent State Law Examination 2000-08-03
  • S66 Uniform Combined State Law Examination
    2006-03-03
  • S63 Uniform Securities Agent State Law Examination
    2000-08-03
Other Names
  • Michael D Walters

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
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