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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-24 |
| TN | RA | APPROVED | 2024-12-10 |
Branch Locations
5100 Poplar Ave Suite 1501, Memphis, TN 38137 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 11/2005 | 12/2024 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 12/2024 |
| Prospera Financial Services Inc. | Dallas | TX | 12/2024 | Present |
Bear Bayou Hunting Club, LLC; Investment Related - No; 340 Bear Bayou Road, Humnoke, AR 72072; Hunting Club; Managing Partner; Start Date 11/2020; 4 Hours Per Month, 0 During Trading Hours; Keep books for the club.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-02 |
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