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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-10-21
TX RA APPROVED_RES 2020-10-21
  • NC RA
    APPROVED
    Since 2020-10-21
  • TX RA
    APPROVED_RES
    Since 2020-10-21

Branch Locations

1819 Pembroke Road, Greensboro, NC 27408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 10/2020
Lpl Financial Llc Greensboro NC 10/2020 Present
Independent Advisor Alliance, Llc Greensboro NC 10/2020 Present
Previous Registrations
  • 2009-04-29 → 2020-10-30
    Winston Salem, NC
    Winston Salem, NC
    Winston Salem, NC
    Greensboro, NC
  • 2003-07-04 → 2009-05-04
    Banc Of America Investment Services, Inc.
    Burlington, NC
    Burlington, NC
Other Businesses

1) 09/30/2020 - Blackbridge Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 2) 10/21/2020 - CMC TRADING PARTNERS, LLC / (DBA Name is COOKING LYFE) - Business Owner - Selling culinary supplies on Amazon. - non-inv rel - Greensboro, NC - start: 05/2017 3) 09/30/2020 - Owner of Real Estate Rental - Sunset Beach, NC - start: 2010 4) 11/4/2020 - Independent Advisor Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month - I provide investment advisory services through Independent Advisor Alliance, LLCan independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/4/2020 - Independent Advisor Alliance - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 6) 08/10/2021 - Designing Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/02/2021 - 40 Hour Per Month/40 Hour During Securities Trading. 7) 02/04/2022 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/31/2022 - 6 Hours Per Month/6 Hours During Securities Trading. 8) 10/11/2024 - Designing Wealth - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ 6 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-02
S63 Uniform Securities Agent State Law Examination 2001-04-02
  • S66 Uniform Combined State Law Examination
    2003-07-02
  • S63 Uniform Securities Agent State Law Examination
    2001-04-02
Other Names
  • Dwayne Tesseneer

View on SEC IAPD

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