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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED_RES | 2020-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winston Salem | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 11/2016 | 10/2020 |
| Lpl Financial Llc | Greensboro | NC | 10/2020 | Present |
| Independent Advisor Alliance, Llc | Greensboro | NC | 10/2020 | Present |
1) 09/30/2020 - Blackbridge Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2020 2) 10/21/2020 - CMC TRADING PARTNERS, LLC / (DBA Name is COOKING LYFE) - Business Owner - Selling culinary supplies on Amazon. - non-inv rel - Greensboro, NC - start: 05/2017 3) 09/30/2020 - Owner of Real Estate Rental - Sunset Beach, NC - start: 2010 4) 11/4/2020 - Independent Advisor Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 160 Hours Per Month - I provide investment advisory services through Independent Advisor Alliance, LLCan independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 11/4/2020 - Independent Advisor Alliance - DBA: (Hybrid) Blackbridge Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 6) 08/10/2021 - Designing Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/02/2021 - 40 Hour Per Month/40 Hour During Securities Trading. 7) 02/04/2022 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/31/2022 - 6 Hours Per Month/6 Hours During Securities Trading. 8) 10/11/2024 - Designing Wealth - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-02 |
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