Steven Craig Batutis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 09/2016
  Msi Financial Services, In
  San Diego, CA
• 11/2016 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2012-10-09 → 2016-10-06
  Msi Financial Services, Inc.
  San Diego, CA
• 2012-04-25 → 2012-09-05
  Forta Financial Group, Inc.
  San Diego, CA
  Mesa, AZ
• 2003-12-02 → 2003-12-31
  Mony Securities Corporation
  San Marcos, CA
• 2002-09-20 → 2003-12-02
  Trusted Securities Advisors Corp.
  San Marcos, CA
• 2000-11-21 → 2002-08-20
  Equitable Advisors, Llc
  San Diego, CA

Other Businesses

1. 11/02/2023 - Real Estate Rental - Investment Related - Home Based - Start Date 10/01/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2011-06-09
• S63 Uniform Securities Agent State Law Examination
  2000-10-16
• S65 Uniform Investment Adviser Law Examination
  1999-05-18

Designations

• Certified Financial Planner

Other Names

• Steve Batutis