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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-13 |
| NV | RA | APPROVED | 2026-03-09 |
| CO | RA | APPROVED | 2026-02-05 |
| ID | RA | APPROVED | 2025-03-07 |
| MA | RA | APPROVED | 2024-12-24 |
| AZ | RA | APPROVED | 2023-11-29 |
| TX | RA | APPROVED | 2022-06-07 |
| CA | RA | APPROVED | 2021-03-22 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
1433 Foothill Blvd., Suite 200, La Canada, CA 91011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Isnurance Co Of America | Los Angeles | CA | 02/2021 | 01/2022 |
| Park Avenue Securities Llc | Los Angeles | CA | 01/2021 | 01/2022 |
| Hill Street Cafe Burbank, Inc. | Burbank | CA | 04/2004 | Present |
| Guardian Life Insurance | San Diego | CA | 02/2022 | Present |
| Park Avenue Securities | San Diego | CA | 02/2022 | Present |
| Guardian Life Insurance Company | Encino | CA | 02/2024 | 05/2024 |
| Park Avenue Securities | Encino | CA | 02/2024 | 05/2024 |
| Guardian Life Insurance Company | Glendale | CA | 05/2024 | 03/2026 |
| Park Avenue Securities | Glendale | CA | 05/2024 | 03/2026 |
| Guardian Life Insurance Company | La Canada | CA | 03/2026 | Present |
| Park Avenue Securities | La Canada | CA | 03/2026 | Present |
1) DUPLEX IN LONGVIEW, ADDRESS:1644-1646 10th AVE.,LONGVIEW, WA 98632, START DATE: 03/05/2021, DUTIES/TITLE: IN CONTRACT TO PURCHASE DUPLEX, #HRS/MO DURING TRADING: 0, NON-INVESTMENT RELATED, 2) THE GHABY PRIVATE TRUST DATED 11/22/14, ADDRESS:6828 EAGAN STREET, TUJUNGA, CA 91042, START DATE: 11/22/2014, DUTIES/TITLE: TRUSTEE, #HR/MO DURING TRADING: 0, NON-INVESTMENT RELATED, 3) RENTAL PROPERTY FL, ADDRESS: 9225 KING RD., E., FORT MYERS, FL 33967, START DATE: 06/01/2019, DUTIES/TITLE: OWNER, #HRS/MO DURING TRADING: 0, NON-INVESTMENT RELATED, 4) CVG APARTMENTS, LLC, ADDRESS: 3921 OCEAN BEACH HWY., LONGVIEW, WA 98632, START DATE: 06/05/2005, DUTIES/TITLE: RENTAL, #HRS/MO DURING TRADING: 0, NON-INVESTMENT REALTED, 5) The Hummingbird Project-member of the board and CFO in this non-profit, Start date: 06/01/2022, Address: 4634 Glencoe Ave. #2, Marina Del Rey, CA 90292, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 6) Non-Guardian Insurance- Start date: 03/15/2021, Address: 505 N. Brand Blvd., Suite 350 Glendale, CA 91201, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 7) Mountain Ave. Committed to Kids-treasurer, Start date: 09/22/2025, Address: 2307 Mountain Ave., La Crescenta, CA 91214, 5 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-12 |
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