William Sam Kallaos

Current Employers

Employment History

• 11/2009 → Present
  Lpl Financial, Llc
  Des Peres, MO
• 08/2014 → 02/2017
  Rfg Advisory Group, Llc
  Birmingham, AL
• 11/2009 → 02/2017
  Four Seasons Wealth Management
  Creve Coeur, MO
• 02/2017 → Present
  Cornerstone Wealth Managemen, Llc
  Des Peres, MO

Previous Registrations

• 2014-08-11 → 2017-02-09
  Rfg Advisory, Llc
  Creve Coeur, MO
• 2003-02-03 → 2009-12-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clayton, MO
  Clayton, MO
• 2002-02-01 → 2003-02-04
  Morgan Stanley Dw Inc.
  St. Louis, MO

Other Businesses

1. 8/6/2015: WILLIAM S KALLAOS TRUST #2 - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - ACT IN A FIDUCIARY CAPACITY - STARTED 02/20/13 - 4 HOURS PER MONTH DURING SECURITIES TRADING - TRUSTEE FOR OWN GRANTOR TRUST. 2. 4/4/2017 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/17/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management an independent investment advisor firm. I started this business activity on 4/4/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/15/2017 - The Kallaos Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2015 - 5 Hours Per Month During Securities Trading. 4. 07/10/2019 - Cornerstone Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/04/2017 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-07-05

Other Names

• Bill Sam Kallaos