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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-29 |
Branch Locations
8055 E. Tufts Avenue Suite 350, Denver, CO 80237 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Denver | CO | 12/2008 | 10/2025 |
| Wells Fargo Advisors, Llc | Denver | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | 10/2025 |
| Unemployed | Lone Tree | CO | 11/2025 | 06/2026 |
| Hilltop Securities Inc. | Denver | CO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-26 |
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