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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED 2013-05-16
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2013-05-16

Branch Locations

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Buffalo NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Buffalo NY 11/2016 Present
Other Businesses

LAKESHORE WOODS HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; LAKEVIEW,NY; VICE PRESIDENT; START DATE 07/27/2021; 2 HOURS PER MONTH; 0 DURING TRADING; ATTENDING MEETINGS TO DISCUSS THE PREVIOUS EVENT OR SEMINAR, UPCOMING EVENTS, AND WAYS TO GET THE WORD OUT ABOUT THE MINISTRY AND WAYS TO BRING ABOUT RECONCILIATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2000-10-06
Designations

View on SEC IAPD

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