Christopher Hans Wells

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Rbc Capital Markets, Llc
  San Diego, CA
• 02/2017 → Present
  City National Bank
  San Diego, CA

Previous Registrations

• 2010-04-19 → 2014-01-16
  Morgan Stanley
  San Diego, CA
  San Diego, CA
• 2009-10-23 → 2010-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oceanside, CA
  Vista, CA
  San Diego, CA
  Carlsbad, CA
  San Diego, CA
• 2004-08-10 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Vista, CA
  San Diego, CA
  Oceanside, CA

Other Businesses

(1) IB COASTAL LLC; ADDRESS: 953 SEALANE, DRIVE, ENCINITAS, CA 92024; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: REAL ESTATE DEVELOPMENT AND MANAGEMENT; CAPACITY: OWNER-PASSIVE; START DATE: 11/1/2017; DUTIES: NO DUTIES AS A PASSIVE OWNER; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: Chris Wells Card Company "CWC" ADDRESS: 2448 poinsettia dr san diego California 92106 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Aug 07, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: Requesting permission to start a DBA to buy and Sell Sport and trading cards. HOURS DEVOTED PER MONTH: 40 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2004-08-09

Other Names

• Christopher H Wells