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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-14 |
| CA | RA | APPROVED | 2014-01-13 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
San Diego, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Diego | CA | 01/2014 | Present |
| City National Bank | San Diego | CA | 02/2017 | Present |
(1) IB COASTAL LLC; ADDRESS: 953 SEALANE, DRIVE, ENCINITAS, CA 92024; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: REAL ESTATE DEVELOPMENT AND MANAGEMENT; CAPACITY: OWNER-PASSIVE; START DATE: 11/1/2017; DUTIES: NO DUTIES AS A PASSIVE OWNER; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: Chris Wells Card Company "CWC" ADDRESS: 2448 poinsettia dr san diego California 92106 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Aug 07, 2026 CAPACITY: Owner, Sole Proprietor DUTIES: Requesting permission to start a DBA to buy and Sell Sport and trading cards. HOURS DEVOTED PER MONTH: 40 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-09 |
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