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William Gale Stracener

LPl Financial LLC

Lafayette, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-08-16
TX RA APPROVED_RES 2023-08-15
  • LA RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED_RES
    Since 2023-08-15

Branch Locations

1201 Camellia Blvd Suite 213, Lafayette, LA 70508 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Inc Lafayette LA 11/2015 09/2019
Summit Financial Group Lafayette LA 11/2015 05/2021
Cetera Advisor Networks Llc El Segundo CA 09/2019 08/2023
Cetera Investment Advisers Llc Schaumburg IL 06/2023 08/2023
Lpl Financial Llc Lafayette LA 08/2023 Present
  • 11/2015 → 09/2019
    Summit Brokerage Services Inc
    Lafayette, LA
  • 11/2015 → 05/2021
    Summit Financial Group
    Lafayette, LA
  • 09/2019 → 08/2023
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 08/2023
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 08/2023 → Present
    Lpl Financial Llc
    Lafayette, LA
Previous Registrations
  • 2023-06-29 → 2023-08-16
    Cetera Investment Advisers Llc
    Lafayette, LA
  • 2021-05-20 → 2023-06-29
    Cetera Wealth Services, Llc
    Lafayette, LA
  • 2015-11-18 → 2021-05-20
    Summit Financial Group Inc
    Lafayette, LA
    Lafayette, LA
  • 2010-05-03 → 2015-11-20
    Osaic Wealth, Inc.
    Lafayette, LA
    Lafayette, LA
    Lake Charles, LA
    Lake Charles, LA
  • 2002-06-17 → 2002-08-20
    Waddell & Reed
    Baton Rouge, LA
Other Businesses

1) 07/17/2023 - Trace Partners Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-06-10
S66 Uniform Combined State Law Examination 2001-03-01
  • S63 Uniform Securities Agent State Law Examination
    2005-06-10
  • S66 Uniform Combined State Law Examination
    2001-03-01
Other Names
  • Billy Stracener

View on SEC IAPD

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ELIAS ANTONIO RAMIREZ
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Other Offices

PROSPERA FINANCIAL SERVICES, INC. · Lafayette, LA
LPL FINANCIAL LLC · LAFAYETTE, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · Lafayette, LA
NEWEDGE ADVISORS · New Orelans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Lafayette, LA
OSAIC WEALTH, INC. · Lafayette, LA
RAYMOND JAMES & ASSOCIATES, INC. · LAFAYETTE, LA

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