Andrew Theo Glatzel

Current Employers

Seacap Advisors, Llc

3615 Harding Ave Suite 402, Honolulu, HI 96816 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-12-17
TX	RA	APPROVED_RES	2023-11-29

HI RA
APPROVED

Since 2025-12-17
TX RA
APPROVED_RES

Since 2023-11-29

Branch Locations

3615 Harding Ave Suite 402, Honolulu, HI 96816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Seacap Advisors, Llc	Honolulu	HI	10/2015	Present

10/2015 → Present

Seacap Advisors, Llc

Honolulu, HI

Previous Registrations

2009-09-30 → 2015-11-12

Securities America Advisors, Inc.

Honolulu, HI

Honolulu, HI

Honolulu, HI
2008-01-16 → 2009-09-28

Edward Jones

Honolulu, HI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-03
S63	Uniform Securities Agent State Law Examination	2000-09-25

S66 Uniform Combined State Law Examination

2007-12-03
S63 Uniform Securities Agent State Law Examination

2000-09-25

View on SEC IAPD

Current Employers

Seacap Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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