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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-25 |
| CO | RA | APPROVED | 2018-04-20 |
Branch Locations
121 S Tejon St, Suite 1109, Colorado Springs, CO 80903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colorado Springs | CO | 01/2011 | 04/2018 |
| D.A. Davidson & Co. | Colorado Springs | CO | 04/2018 | Present |
HONORARY DEPUTY SHERIFF'S ASSOCIATION; NON INVESTMENT RELATED; 1140 US HWY 24, DIVIDE, CO; NON-PROFIT; BOARD OF DIRECTOR; SINCE 03/01/2009; APPROX 4 HRS/MO; SOME TIME DEVOTED DURING SECURITIES TRADING HOURS; MEMBER OF BOARD OF DIRECTORS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-25 |
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