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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
Branch Locations
28494 Westinghouse Pl Ste 316 4Th Fl, Valencia, CA 91355 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California Choice Word & Brown | Moorpark | CA | 03/2011 | Present |
| Hd Vest Financial Services | Westlake Village | CA | 02/2015 | 03/2020 |
| Rental Property | Los Angeles | CA | 01/1999 | Present |
| Rental Property | Los Angeles | CA | 01/1999 | Present |
| Hd Vest Advisory Services | Woodland Hills | CA | 04/2018 | 03/2020 |
| Blue Shield Of Ca | Lodi | CA | 01/2019 | Present |
| Health Net | Rancho Cordova | CA | 01/2019 | Present |
| Health Smart | Englewood | CO | 01/2019 | Present |
| Aflac | Oxnard | CA | 01/2019 | 04/2020 |
| United Health | Cypress | CA | 01/2019 | Present |
| Anthem Blue Cross | Columbus | OH | 01/2019 | Present |
| Kaiser Permenente | Oakland | CA | 01/2019 | Present |
| Foresters | Edison | NJ | 01/2019 | Present |
| Waddell & Reed, Inc. | Woodland Hills | CA | 04/2020 | 07/2021 |
| Integrity Wealth Advisors | Thousand Oaks | CA | 03/2008 | Present |
| Hd Vest | Westlake Village | CA | 01/2015 | Present |
| Derek Butler Family Trust | Los Angeles | CA | 05/1999 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Moorpark | CA | 04/2020 | 07/2021 |
| Warner Pacific | Westlake Village | CA | 06/2017 | Present |
| National Life | Montpilier | VT | 06/2020 | Present |
| Word And Brown | Orange | CA | 04/2008 | Present |
| Health Smart | Irving | TX | 05/2017 | Present |
| Foresters | Edison | NJ | 11/2016 | Present |
| Lpl Financial Llc | Los Angeles | CA | 07/2021 | Present |
1) 07/15/2021 - DEREK BUTLER FAMILY TRUST - Act in a Fiduciary Capacity - Non-Inv Rel - At Reported Business Location(s) - Start: 2006 - 1 Hr/Mth 2) 07/15/2021 - Real Estate Rental - Co-owner of 2 rental units with aunts - Inv Rel - Los Angeles, CA - Start: 2008 - 1 Hr/Mth 3) 07/15/2021 - Integrity Wealth Advisors - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2007 - 1 Hr/Mth 4) 11/19/2021 - AFLAC - Investment Related - 3435 E. THOUSAND OAKS BL, BOX 3851, THOUSAND OAKS, CA. 91359 - Non-Variable Insurance - AGENT - Started 11/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 11/19/2024 - EQUITABLE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Started 11/15/2024 - 2 Hours Per Month/0 Hours During Securities Trading. 6)04/03/2025 - BAMBOO FINANCIAL PARTNERS - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date : 02/03/2025 -10 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-24 |
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