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Derek Angelo Butler

LPl Financial LLC

Valencia, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2021-07-21
CA RA APPROVED 2021-07-21
  • AR RA
    APPROVED
    Since 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21

Branch Locations

28494 Westinghouse Pl Ste 316 4Th Fl, Valencia, CA 91355 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
California Choice Word & Brown Moorpark CA 03/2011 Present
Hd Vest Financial Services Westlake Village CA 02/2015 03/2020
Rental Property Los Angeles CA 01/1999 Present
Rental Property Los Angeles CA 01/1999 Present
Hd Vest Advisory Services Woodland Hills CA 04/2018 03/2020
Blue Shield Of Ca Lodi CA 01/2019 Present
Health Net Rancho Cordova CA 01/2019 Present
Health Smart Englewood CO 01/2019 Present
Aflac Oxnard CA 01/2019 04/2020
United Health Cypress CA 01/2019 Present
Anthem Blue Cross Columbus OH 01/2019 Present
Kaiser Permenente Oakland CA 01/2019 Present
Foresters Edison NJ 01/2019 Present
Waddell & Reed, Inc. Woodland Hills CA 04/2020 07/2021
Integrity Wealth Advisors Thousand Oaks CA 03/2008 Present
Hd Vest Westlake Village CA 01/2015 Present
Derek Butler Family Trust Los Angeles CA 05/1999 Present
Various Insurance Carriers For W&R Insurance Agencies Moorpark CA 04/2020 07/2021
Warner Pacific Westlake Village CA 06/2017 Present
National Life Montpilier VT 06/2020 Present
Word And Brown Orange CA 04/2008 Present
Health Smart Irving TX 05/2017 Present
Foresters Edison NJ 11/2016 Present
Lpl Financial Llc Los Angeles CA 07/2021 Present
  • 03/2011 → Present
    California Choice Word & Brown
    Moorpark, CA
  • 02/2015 → 03/2020
    Hd Vest Financial Services
    Westlake Village, CA
  • 01/1999 → Present
    Rental Property
    Los Angeles, CA
  • 01/1999 → Present
    Rental Property
    Los Angeles, CA
  • 04/2018 → 03/2020
    Hd Vest Advisory Services
    Woodland Hills, CA
  • 01/2019 → Present
    Blue Shield Of Ca
    Lodi, CA
  • 01/2019 → Present
    Health Net
    Rancho Cordova, CA
  • 01/2019 → Present
    Health Smart
    Englewood, CO
  • 01/2019 → 04/2020
    Aflac
    Oxnard, CA
  • 01/2019 → Present
    United Health
    Cypress, CA
  • 01/2019 → Present
    Anthem Blue Cross
    Columbus, OH
  • 01/2019 → Present
    Kaiser Permenente
    Oakland, CA
  • 01/2019 → Present
    Foresters
    Edison, NJ
  • 04/2020 → 07/2021
    Waddell & Reed, Inc.
    Woodland Hills, CA
  • 03/2008 → Present
    Integrity Wealth Advisors
    Thousand Oaks, CA
  • 01/2015 → Present
    Hd Vest
    Westlake Village, CA
  • 05/1999 → Present
    Derek Butler Family Trust
    Los Angeles, CA
  • 04/2020 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Moorpark, CA
  • 06/2017 → Present
    Warner Pacific
    Westlake Village, CA
  • 06/2020 → Present
    National Life
    Montpilier, VT
  • 04/2008 → Present
    Word And Brown
    Orange, CA
  • 05/2017 → Present
    Health Smart
    Irving, TX
  • 11/2016 → Present
    Foresters
    Edison, NJ
  • 07/2021 → Present
    Los Angeles, CA
Previous Registrations
  • 2020-04-13 → 2021-07-21
    Waddell & Reed
    Las Vegas, NV
    Woodland Hills, CA
    Los Angeles, CA
  • 2018-04-09 → 2020-04-15
    Avantax Advisory Services
    Woodland Hills, CA
    Westlake Village, CA
  • 2007-12-21 → 2010-04-24
    Glendale, CA
    Agoura Hills, CA
    Agoura Hills, CA
    Burbank, CA
  • 2002-04-17 → 2003-03-10
    Morgan Stanley Dw Inc.
    Thousand Oaks, CA
Other Businesses

1) 07/15/2021 - DEREK BUTLER FAMILY TRUST - Act in a Fiduciary Capacity - Non-Inv Rel - At Reported Business Location(s) - Start: 2006 - 1 Hr/Mth 2) 07/15/2021 - Real Estate Rental - Co-owner of 2 rental units with aunts - Inv Rel - Los Angeles, CA - Start: 2008 - 1 Hr/Mth 3) 07/15/2021 - Integrity Wealth Advisors - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2007 - 1 Hr/Mth 4) 11/19/2021 - AFLAC - Investment Related - 3435 E. THOUSAND OAKS BL, BOX 3851, THOUSAND OAKS, CA. 91359 - Non-Variable Insurance - AGENT - Started 11/01/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 5) 11/19/2024 - EQUITABLE - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Started 11/15/2024 - 2 Hours Per Month/0 Hours During Securities Trading. 6)04/03/2025 - BAMBOO FINANCIAL PARTNERS - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date : 02/03/2025 -10 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-30
S63 Uniform Securities Agent State Law Examination 2012-08-24
  • S65 Uniform Investment Adviser Law Examination
    2016-08-30
  • S63 Uniform Securities Agent State Law Examination
    2012-08-24
Other Names
  • Derek Angelo Butler
  • Derek Butler

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