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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harmon Financial And Tax Services | Topeka | KS | 08/2007 | Present |
| Avantax Insurance Agency Llc | Topeka | KS | 11/2014 | 09/2025 |
| Avantax Investment Services, Inc. | Topeka | KS | 11/2014 | 09/2025 |
| Avantax Advisory Services | Topeka | KS | 01/2021 | 09/2025 |
| Cetera Wealth Services, Llc | Topeka | KS | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
HARMON FINANCIAL AND TAX SERVICES POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2007 ADDRESS: 1100 SW Wanamaker Rd Ste 102, Topeka KS 66604, United States DESCRIPTION: Tax preparation, Bookkeeping, general administrative duties as owner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-24 |
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