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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-30 |
| AZ | RA | APPROVED | 2011-10-27 |
Branch Locations
8655 E Via De Ventura Ste F166, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2011 | Present |
1)PEGGY BERGAN LLC 8390 E VIA DE VENTURA F-110, #239, SCOTTSDALE, AZ, 2/2016 AS OWNER. LLC PROVIDING TEACHING AND SPEAKING ENGAGEMENT ON FINANCIAL LITERACY. NIR - 2 HR/WK - 0/TRADING. 2)VINEYARD WEALTH MANAGEMENT LLC, 8655 E VIA DE VENTURA, STE F166, SCOTTSDALE, AZ, 1/2006 AS INDEPENDENT INSURANCE AGENT WITH VARIOUS CARRIERS FOR FIXED ONLY. INV REL - 5 HR/WK - .25/TRADING. 3)JUNIOR ACHIEVEMENT, 636 W SOUTHERN AVE,TEMPE, AZ 2/15/2014 AS A TEACHER. NOT INVESTMENT RELATED. DEVOTES 14 HOURS/YEAR, 7 DURING TRADING. NON-PROFIT ORGANIZATION. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 12 HR/WK - 12/TRADING. 10/17/11. 5)PEGGY BERGAN, Scottsdale AZ 85258, 10/2023, Owner/Partner of a Business Entity, Facilitator, NIR, 6 HR/MO - 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-16 |
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