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Karen Lisa Baszak

Pure Financial Advisors, LLC

San Diego, CA

CRD 4215012

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Employer firm

Pure Financial Advisors, LLC CRD 144316

$11.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Pure Financial Advisors, Llc

3131 Camino Del Rio N Suite 1550, San Diego, CA 92108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-05
CA RA APPROVED 2009-03-23
  • TX RA
    APPROVED
    Since 2017-07-05
  • CA RA
    APPROVED
    Since 2009-03-23

Branch Locations

3131 Camino Del Rio N #1550, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pure Financial Advisors, Llc San Diego CA 05/2014 Present
Previous Registrations
  • 2006-11-22 → 2010-07-13
    The Gensler Group
    Coronado, CA
  • 2005-02-11 → 2009-03-09
    Lpl Financial Llc
    San Diego, CA
    Coronado, CA
  • 2002-06-11 → 2005-01-19
    Cetera Investment Services Llc
    El Cajon, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-05-29
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2002-05-29
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Designations
  • Certified Financial Planner
Other Names
  • Karen Lisa Neill

View on SEC IAPD

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Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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