Richard Karl Juergensen

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Hunt Valley, MD
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Hunt Valley, MD

Other Businesses

Board of Directors; Frostburg State University; Council Member; 101 Braddock RoadFrostburg, MD 21532, ,; Not Investment-Related; 06/05/2019; 1 to 9 hours per month; 0 during trading hours / Hereford Sports LLC; Board Member; 17301 York Rd, , Parkton, MD, 21120; Not Investment-Related; 08/10/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; J&R Juergensen Inc; used for payroll for paying myself and other employees; Manage advisory business; 11350 McCormick Road, EP 1 Suite 500, Hunt Valley, MD, 21031; Investment-Related; 01/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-09

Other Names

• Richard Juergensen