Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2013-09-13
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2013-09-13
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 North Village Ave., Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Garden City NY 07/2003 Present
J.P. Morgan Securities Llc Garden City NY 10/2012 Present
Previous Registrations
  • 2004-03-03 → 2012-10-01
    Chase Investment Services Corp.
    Rockville Centre, NY
    East Rockaway, NY
    Rockville Centre, NY
    Rockville Centre, NY
    Oceanside, NY
    Rockvile Center, NY
  • 2002-05-02 → 2003-01-03
    Somerset, NJ
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY ADDRESS: 100 LONG BEACH NY DETAILS: CONDO. START DATE: 3/1/2018 ADDRESS: 100 Long Beach NY HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-14
S63 Uniform Securities Agent State Law Examination 2000-07-28
  • S65 Uniform Investment Adviser Law Examination
    2001-11-14
  • S63 Uniform Securities Agent State Law Examination
    2000-07-28
Designations
Other Names
  • Nicholas Mavro
  • Nicholas Mavromoustakos

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rockville Centre, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor