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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-02
OH RA APPROVED 2000-11-07
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • OH RA
    APPROVED
    Since 2000-11-07

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Cincinnati OH 07/2005 Present
Ubs Financial Services Inc. Cincinnati OH 07/2005 Present
Other Businesses

1) YRCP LLC / 109 HETHERINGTON LANE GLENDALE,OH 45246 / LLC FOR TRADEMARK PROTECTION OF APP / SOLE PROPRIETORSHIP / MANAGEMENT / START DATE 6/03/2013 /// 2) Renting JT Real Estate; Rental secondary residence with wife that manages properties; one located on W Latter Road Empire, MI 49630 and the other located on Highway A1a Melbourne Beach, Fl 32951; renting real estate, property maintenance, calendar management; Partner; Help wife with properties; Start date: 07/01/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-27
  • S66 Uniform Combined State Law Examination
    2000-09-27

View on SEC IAPD

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