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Daniel Rayhim Babai

U.S. Bancorp Advisors, LLC

Santa Barbara, CA

Montecito, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-11
CA RA APPROVED 2013-08-06
  • TX RA
    APPROVED_RES
    Since 2021-05-11
  • CA RA
    APPROVED
    Since 2013-08-06

Branch Locations

20 E Carrillo St, Santa Barbara, CA 93101 • United States

1483 E Valley Rd, Montecito, CA 93108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Santa Barbara CA 08/2013 Present
Previous Registrations
  • 2012-08-08 → 2013-08-27
    Morgan Stanley
    Santa Barbara, CA
  • 2001-03-16 → 2003-09-10
    Morgan Stanley Dw Inc.
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-07
  • S66 Uniform Combined State Law Examination
    2012-08-07

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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