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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
IL RA APPROVED 2008-05-02
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • IL RA
    APPROVED
    Since 2008-05-02

Branch Locations

3201 W White Oaks Drive Suite 102, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Springfield IL 04/2008 Present
  • 04/2008 → Present
    Stifel Nicolaus
    Springfield, IL
Previous Registrations
  • 2008-01-01 → 2008-05-07
    Springfield, IL
  • 2001-04-04 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Springfield, IL
    Springfield, IL
    St. Louis, MO
Other Businesses

1. Condo Rental; 760 Epping Ct, Springfield, IL 62711; Condo rental in Florida; Co-owner; Landlord; 02/01/2022; 12 Hours per Year; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-11
  • S66 Uniform Combined State Law Examination
    2000-08-11
Designations

View on SEC IAPD

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