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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-26 |
| MD | RA | APPROVED | 2009-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Frederick | MD | 05/2009 | Present |
(1) 06/26/2009 - KEY FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 05/28/2015 - NO BUSINESS NAME - REAL ESTATE RENTAL - NOT INV REL - FREDERICK, MD 21701 - START 02/01/14 (3) 03/06/2017 - Court Street Financial Center LLC - Investment Related - Home based - Real Estate Rental - Started 01/24/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Owner occupied building rental (4) 08/28/2024 - Real Estate Rental - Investment Related - Frederick, MD - Start Date 08/16/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-04 |
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