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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-17 |
| MD | RA | APPROVED | 2023-11-03 |
Branch Locations
9099 Ridgefield Drive Suite 101, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kramer Financial, Llc Dba Kramer Wealth Managers | Frederick | MD | 05/2013 | Present |
| Fsc Securities Corporation | Frederick | MD | 03/2014 | 02/2022 |
| Fsc Securities Corporation | Frederick | MD | 02/2022 | 11/2023 |
| Kramer Financial, Llc Dba Kramer Wealth Managers | Frederick | MD | 02/2022 | Present |
| Osaic Wealth, Inc. | Frederick | MD | 11/2023 | Present |
1. KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POSITION: Financial Advisor NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/23/2013 ADDRESS: 9099 Ridgefield Dr Ste 101, Frederick MD 21701, United States DESCRIPTION: Financial Advisor for Kramer Financial DBA Kramer Wealth Managers. Also, I provide the support to other advisors within Kramer Wealth Managers. 2. JEREMIAH THOMPSON POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2022 ADDRESS: 9099 Ridgefield Drive, Suite 101, Frederick MD 21701, United States DESCRIPTION: Sell fixed insurance products 3. FYIFI POSITION: Founder NATURE: Currently, it is just a marketing name with the goal of becoming a non-profit organization in future. No formal business has been formed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/20/2022 ADDRESS: 9099 Ridgefield Drive, Suite 101, Frederick MD 21701, United States DESCRIPTION: Content creator and manage the website, www.fyifi.org. This is a financial literacy website that provides content in American Sign Language. 4. CAPITAL GROUP ABLE ADVISORY COUNCIL POSITION: Council Member NATURE: An advisory council for Capital Group regarding ABLE America (ABLE Accounts) INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2025 ADDRESS: 333 S. Hope Street, Los Angeles CA 90071, United States DESCRIPTION: Share thoughts, feedback and ideas directly with ABLE America product managers
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-10 |
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