David Andrew Frank

Current Employers

Employment History

• 03/2005 → 11/2023
  Fsc Securities Corporation
  Frederick, MD
• 03/2005 → Present
  Kramer Financial Insurance Agency
  Frederick, MD
• 11/2023 → Present
  Osaic Wealth, Inc.
  Frederick, MD

Previous Registrations

• 2018-04-18 → 2023-11-03
  Fsc Securities Corporation
  Montomery Village, MD
  Frederick, MD

Other Businesses

1. DAVE & AUDREY FRANK, LEE & BONNIE KRAMER POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/15/2003 ADDRESS: 9099 Ridgefield Drive, Suite 101, Frederick MD 21701, United States DESCRIPTION: Own office condo with my wife, brother-in-law and his wife and rent office space to Kramer Financial. Have also rented office space in the past to other tenants and currently Kramer Financial subleases to another tenant. Collect rent and pay mortgage on property. All maintenance of the property is the responsibility of tenant. 2. DEAF AMERICAN DISTANCE RUNNING HALL OF FAME ADVISORY COMMITTEE POSITION: Member of Advisory Committee NATURE: Member of advisory committee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2018 ADDRESS: 409 W. 2nd Street, Frederick MD 21701, United States DESCRIPTION: Review nominations for membership for Deaf American Distance Running Hall of Fame 3. UNITED STATES OF AMERICA DEAF TRACK AND FIELD (USADTF) POSITION: Other - Head Coach for national deaf track team NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2019 ADDRESS: 409 W. 2nd Street, Frederick MD 21701, United States DESCRIPTION: Prepare for USADTF athlete selections, participate in competition as Head Coach, recruit athletes, provide clinics and training for potential athletes. 4. KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POSITION: Managing Partner NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2009 ADDRESS: 9099 Ridgefield Drive, Suite 101, Frederick, MD 21701, Frederick MD 21701, United States DESCRIPTION: One of four partners of Kramer Financial, LLC DBA Kramer Wealth Managers. I, along with other partners, make decisions related to firm strategic goals, plans, budgeting, etc. and supervise staff. 5. DAVID A. FRANK POSITION: Insurance Producer NATURE: Licensed insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/01/1998 ADDRESS: 9099 Ridgefield Dr, Ste 101, Frederick MD 21701, United States DESCRIPTION: Sell fixed insurance products

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-11
• S63 Uniform Securities Agent State Law Examination
  1998-07-28

Other Names

• Dave Frank