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Current Employers
Monocacy Wealth Management, Llc

9099 Ridgefield Drive Suite 205, Frederick, MD 21701 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-08-07
TX RA APPROVED 2025-03-20
MD RA APPROVED 2021-08-16
  • VA RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED
    Since 2025-03-20
  • MD RA
    APPROVED
    Since 2021-08-16

Branch Locations

9099 Ridgefield Drive Suite 205, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xml Financial, Llc Rockville MD 07/2018 08/2019
Unemployed New Market MD 06/2018 07/2018
Wells Fargo Advisors Baltimore MD 01/2017 05/2018
University Of Maryland College Park MD 08/2016 05/2018
Buffalo Wild Wings Ijamsville MD 06/2016 12/2016
Metropol Realty Inc Great Falls VA 10/2019 Present
Monocacy Wealth Management, Llc Frederick MD 08/2021 Present
Faragalla And Associates Frederick MD 07/2021 08/2021
  • 07/2018 → 08/2019
    Xml Financial, Llc
    Rockville, MD
  • 06/2018 → 07/2018
    Unemployed
    New Market, MD
  • 01/2017 → 05/2018
    Wells Fargo Advisors
    Baltimore, MD
  • 08/2016 → 05/2018
    University Of Maryland
    College Park, MD
  • 06/2016 → 12/2016
    Buffalo Wild Wings
    Ijamsville, MD
  • 10/2019 → Present
    Metropol Realty Inc
    Great Falls, VA
  • 08/2021 → Present
    Frederick, MD
  • 07/2021 → 08/2021
    Faragalla And Associates
    Frederick, MD
Previous Registrations
Other Businesses

METROPOL REALTY INC; NOT INVESTMENT RELATED; 1146 WALKER RD, SUITE G, GREAT FALLS, VA 22066. REAL ESTATE; REAL ESTATE AGENT; 05/2020; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS; LICENSED REAL ESTATE AGENT ASSISTING INDIVIDUALS WITH BUYING AND SELLING REAL ESTATE. MONOCACY INSURANCE GROUP LLC; NOT INVESTMENT RELATED. 9099 RIDGEFIELD DRIVE, SUITE 205, FREDERICK, MD 21701. INSURANCE; INSURANCE AGENT/BROKER, CO-OWNER; 02/2024. 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING TRADING HOURS. ASSISTING INDIVIDUALS WITH BUYING INSURANCE PRODUCTS. CARTER CAPITAL LLC. INVESTMENT RELATED. 9099 RIDGEFIELD DRIVE, SUITE 205, FREDERICK, MD 21701. FINANCE & INSURANCE. OWNER. 01/2024. 0 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS. HOLDS INTEREST IN MONOCACY WEALTH MANAGEMENT AND MONOCACY INSURANCE GROUP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-26
  • S65 Uniform Investment Adviser Law Examination
    2018-09-26
Designations
Other Names
  • Carter Shaffer
  • Carter Thomas Shaffer

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