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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-03 |
| MD | RA | APPROVED | 2024-04-17 |
Branch Locations
9099 Ridgefield Drive Suite 101, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Frederick | MD | 09/2006 | 11/2023 |
| Self Employed | Damascus | MD | 01/2002 | Present |
| Kramer Financial | Frederick | MD | 10/2000 | Present |
| Fsc Agency | Atlanta | GA | 09/2006 | 11/2023 |
| Osaic Wealth, Inc. | Frederick | MD | 11/2023 | Present |
1) LISA DEWING POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 11852 Peppervine Dr, Clarksburg MD 20871, United States DESCRIPTION: Sign language interpreting 2) KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POSITION: Operations Manager NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/31/2000 ADDRESS: 9099 Ridgefield Drive, Suite 101, Frederick MD 21701, United States DESCRIPTION: Operations Managerfor Kramer Financial, LLC DBA Kramer Wealth Managers. Support all financial advisors, office management, and client service for both securities-related and non-securities-related business. I also have a minority ownership in the LLC but this activity will be disclosed on a separate OBAQ 3) KRAMER FINANCIAL LLC DBA KRAMER WEALTH MANAGERS (OWNER/PARTNER) POSITION: Owner/Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 9099 Ridgefield Dr, Ste 101, Frederick MD 21701, United States DESCRIPTION: Participate in decisions, along with three other owners, related to business plans, strategic plans, goals, activities, overall management, and supervision of staff 4) LISA DEWING AND JAMES DEWING POSITION: Owner/Property Manager NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/08/2022 ADDRESS: 5750 Oyster Catcher Drive, #233, North Myrtle Beach SC 29582, United States DESCRIPTION: My husband and I (through our revocable living trusts) own a short-term rental condo in North Myrtle Beach that we rent out through AirBnB and VRBO 5) HOA BOARD MEMBER POSITION: Board Member NATURE: Condo Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2025 ADDRESS: 4876 Barefoot Resort Bridge Rd Ste C, North Myrtle Beach SC 29582, United States DESCRIPTION: Board member for Cypress Bend Condo Association
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-22 |
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