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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-03
MD RA APPROVED 2024-04-17
  • TX RA
    APPROVED
    Since 2026-08-03
  • MD RA
    APPROVED
    Since 2024-04-17

Branch Locations

9099 Ridgefield Drive Suite 101, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Frederick MD 09/2006 11/2023
Self Employed Damascus MD 01/2002 Present
Kramer Financial Frederick MD 10/2000 Present
Fsc Agency Atlanta GA 09/2006 11/2023
Osaic Wealth, Inc. Frederick MD 11/2023 Present
  • 09/2006 → 11/2023
    Fsc Securities Corporation
    Frederick, MD
  • 01/2002 → Present
    Self Employed
    Damascus, MD
  • 10/2000 → Present
    Kramer Financial
    Frederick, MD
  • 09/2006 → 11/2023
    Fsc Agency
    Atlanta, GA
  • 11/2023 → Present
    Frederick, MD
Other Businesses

1) LISA DEWING POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 11852 Peppervine Dr, Clarksburg MD 20871, United States DESCRIPTION: Sign language interpreting 2) KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POSITION: Operations Manager NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 10/31/2000 ADDRESS: 9099 Ridgefield Drive, Suite 101, Frederick MD 21701, United States DESCRIPTION: Operations Managerfor Kramer Financial, LLC DBA Kramer Wealth Managers. Support all financial advisors, office management, and client service for both securities-related and non-securities-related business. I also have a minority ownership in the LLC but this activity will be disclosed on a separate OBAQ 3) KRAMER FINANCIAL LLC DBA KRAMER WEALTH MANAGERS (OWNER/PARTNER) POSITION: Owner/Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2021 ADDRESS: 9099 Ridgefield Dr, Ste 101, Frederick MD 21701, United States DESCRIPTION: Participate in decisions, along with three other owners, related to business plans, strategic plans, goals, activities, overall management, and supervision of staff 4) LISA DEWING AND JAMES DEWING POSITION: Owner/Property Manager NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 10/08/2022 ADDRESS: 5750 Oyster Catcher Drive, #233, North Myrtle Beach SC 29582, United States DESCRIPTION: My husband and I (through our revocable living trusts) own a short-term rental condo in North Myrtle Beach that we rent out through AirBnB and VRBO 5) HOA BOARD MEMBER POSITION: Board Member NATURE: Condo Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2025 ADDRESS: 4876 Barefoot Resort Bridge Rd Ste C, North Myrtle Beach SC 29582, United States DESCRIPTION: Board member for Cypress Bend Condo Association

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-22
  • S66 Uniform Combined State Law Examination
    2007-02-22
Designations
Other Names
  • Lisa Jean Soyke
  • Lisa Jean Soyke

View on SEC IAPD

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