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Michael David Schmidt

Charles Schwab & Co., Inc.

Scottsdale, AZ

Lone Tree, CO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-26
  • AZ RA
    APPROVED
    Since 2023-05-26

Branch Locations

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc. Scottsdale AZ 05/2000 Present
Optionsxpress Chicago IL 09/2012 10/2017
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2000-11-10
  • S65 Uniform Investment Adviser Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2000-11-10

View on SEC IAPD

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