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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-20 |
| HI | RA | APPROVED | 2018-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Honolulu | HI | 03/2013 | 11/2017 |
| Bank Of America, N.A. | Honolulu | HI | 04/2013 | 11/2017 |
| Raymond James And Associates | Honolulu | HI | 11/2017 | 02/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/2018 | Present |
| Bank Of America, N.A. | Honolulu | HI | 05/2018 | Present |
I*2212257, Entity Type: , Name of OBA: G N, Address: Mililani, Hawaii, 96789, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 22-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-08 |
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