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Shawn E Lemko

Ubs Financial Services Inc.

Hunt Valley, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2013-03-12
TX RA APPROVED 2013-03-04
  • MD RA
    APPROVED
    Since 2013-03-12
  • TX RA
    APPROVED
    Since 2013-03-04

Branch Locations

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Baltimore MD 02/2013 Present
  • 02/2013 → Present
    Ubs Financial Services
    Baltimore, MD
Previous Registrations
  • 2009-09-18 → 2012-11-06
    Hilltop Securities Inc.
    Dallas, TX
  • 2007-04-02 → 2009-03-06
    Morgan Stanley & Co. Llc
    Bellevue, WA
  • 2004-06-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bellevue, WA
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
  • S66 Uniform Combined State Law Examination
    2004-06-01
Other Names
  • Shawn Eric Lemko

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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