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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-07 |
| NC | RA | APPROVED | 2006-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 07/2006 | Present |
| Bank Of America,Na | Greensboro | NC | 11/2009 | Present |
I*123570 For profit or not for profit: Non-Profit Organization Name of outside business organization: Noble Academy Investment related: N Address of business: Greensboro, North Carolina 27410 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 7/1/2019 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 8 Duties: Board of Trustees for Noble Academy School
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-08 |
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