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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-06-10
  • WI RA
    APPROVED
    Since 2022-06-10

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Mukwonago, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Minneapolis MN 06/2022 Present
Thrivent Financial Appleton WI 05/2022 Present
Frank Russell Company Milwaukee WI 04/2004 09/2019
Northwestern Mutual Investment Services Llc Milwaukee WI 11/2019 04/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2019 04/2022
Previous Registrations
Other Businesses

THE PEOPLE AUTHORITY, LLC POSITION: Owner NATURE: Dormant training and consulting company, focused on the financial services industry. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2011 ADDRESS: 3924 42nd Ave SW, Seattle WA 98116, United States DESCRIPTION: None at this point, again dormant LLC INVESTMENTS & WEALTH INSTITUTE POSITION: Ethics Board committee member (volunteer) NATURE: ?The Investments & Wealth Institute is a professional association, advanced education provider, and certification board for financial advisors, investment consultants, and wealth managers who continuously strive for excellence and hold themselves to the highest ethical standards. The Institute's mission is to deliver premier investment consulting and wealth management credentials and world-class education.?I've been a member of IWI since 2004 and have both IWI's CWPA and CIMA designations. ? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2023 ADDRESS: 56919 DTC Parkway STE 600, Greenwood Village CO 80111, United States DESCRIPTION: Participate in IWI ethics-related content for conferences and curriculumReview IWI applications which may have compliance and/or legal issues. There is a IWI lawyer whois responsible forall of the applications, but looks to committee members to weigh in on a potential member's ability to be admitted. Anticipated time is 1-2 emailed cases per quarter which might take 10 minutes each. RENTAL CONDO POSITION: Owner of condo NATURE: Purchased a rental condo. At this point, our family might used 4-5 times per year, the rest will be rented out through the property management company the condo is a part of. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 281 Victorian Village #28C, Elkhart Lake WI 53020, United States DESCRIPTION: We own the condo, we will used a few times (4-5 times per year), then the property management company will rent out on our behalf. HALES CORNERS LUTHERAN FOUNDATION POSITION: Director NATURE: The Hales Corners Lutheran Foundation supports the mission and ministry of Hales Corners Lutheran Church and School today and into the future by: Encouraging and building relationships with God's people. Linking people with resources regarding biblical generosity and estate planning. Connecting charitable passions with the ministry of the Church and School Inspiring disciplined stewardship of the abundant gifts God has entrusted us to advance Hales Corners Lutheran ministries INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 12300 W Janesville Rd, Hales Corners WI 53130, United States DESCRIPTION: My role as the Director would involve helping direct the general Foundation. Additionally, I would help on the Gift Encouragement & Acceptance committee. The "GEA" works as a team to create ways for the congregation to learn about the Foundation. Our team also considers and accepts Foundation grant requests. Contributions to the Foundation are invested in professionally managed investment funds per the Foundation's Investment Policy. The investment income from the endowment is used to advance the mission and ministry of Hales Corners Lutheran Church and School, specifically in the areas of mission outreach, life enrichment programs, music and the arts, and education.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-13
  • S66 Uniform Combined State Law Examination
    2001-12-13
Other Names
  • Laura Ann Weber
  • Laura Ann Weber
  • Laura Ann Weber

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