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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2018-09-24 |
| NV | RA | APPROVED | 2017-11-15 |
| RI | RA | APPROVED | 2017-11-03 |
| MS | RA | APPROVED | 2017-10-31 |
| OK | RA | APPROVED | 2017-10-31 |
| VA | RA | APPROVED | 2017-10-31 |
| AL | RA | APPROVED | 2017-10-30 |
| AR | RA | APPROVED | 2017-10-30 |
| NE | RA | APPROVED | 2017-10-30 |
| WA | RA | APPROVED | 2017-10-30 |
| MN | RA | APPROVED | 2014-06-18 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 04/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-29 |
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