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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-01 |
| HI | RA | APPROVED | 2024-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 08/2013 | 03/2024 |
| Hawaii State Federal Credit Union | Honolulu | HI | 06/2013 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 03/2024 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 03/2024 | Present |
1) RENTAL PROPERTY, 100% OWNER, 0.25/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-28 |
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