Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prideaux Company | Edna | MN | 03/1999 | Present |
| Voya Financial Advisors, Inc. | Edina | MN | 10/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4930 LINCOLN DRIVE; EDINA; MN; 55436; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/15/2014; 100; 100; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:The Prideaux Agency, LLC; No; 4930 LINCOLN DRIVE; EDINA; MN; 55436; FIXED INSURANCE AGENCY; INDEPENDENT INSURANCE AGENT; 3/1/1999; 100; 100; SALES OF FIXED LIFE INSURANCE, LONG TERM CARE INSURANCE PRODUCTS|NAME OF ENTITY:Lincoln Wealth Management; No; 4930 LINCOLN DRIVE; EDINA; MN; 55436; securities and investments; Representative; 10/15/2014; 160; 160; selling & servicing of investment product and services|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-28 |
Reach out to this advisor